Growth Enterprise Market - PDFSEARCH.IO - Document Search Engine

Growth Enterprise Market
Results: 415

#	Item
161	Chapter 16 EQUITY SECURITIES PUBLICATION REQUIREMENTS Role of the Exchange[removed]Subject to rule 12.15, no listing document may be issued until the Exchange has confirmed to the issuer that it has no further comments the Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2014-06-25 03:02:52 Finance Prospectus Security Growth Enterprise Market Securities Act Stock market Financial economics Investment
162	The Enforcement of the Listing Rules by the Exchange Under section 21 of the Securities and Futures Ordinance, the Exchange has a statutory duty to ensure, as far as reasonably practicable, an orderly, informed and fair Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2013-09-11 23:48:18 Management Regulatory compliance United States corporate law Private law Auditing Law Growth Enterprise Market Compliance and ethics program Corporations law Business Corporate governance
163	Chapter 4 GENERAL REVIEW PROCEDURE General 4.01 The GEM Listing Committee has retained the role of oversight of the Listing Division and the Chief Executive to ensure that they exercise those powers and carry out their d Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2013-09-24 08:11:12 Graphical Environment Manager Growth Enterprise Market Software System software Digital Research software
164	Chapter 30 DEBT SECURITIES DEBT ISSUES TO PROFESSIONAL INVESTORS ONLY Introduction[removed]This Chapter deals with debt issues to professional investors only. It sets out the qualifications for listing, application procedu Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2013-09-24 20:55:16 Investment Finance Securities Security Growth Enterprise Market Bond Warrant Initial public offering Listing Rules Financial economics Stock market Corporate finance
165	Chapter 12 EQUITY SECURITIES APPLICATION PROCEDURES AND REQUIREMENTS Introduction[removed]This Chapter sets out the procedures and requirements for applications for the listing of equity securities by new applicants and li Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2014-06-25 03:02:52 Investment Prospectus Patent application Finance SEC filings United States securities law Growth Enterprise Market Stock market Financial economics Securities
166	Appendix 7 Part C Type of Security: Debt The following is the text of the Listing Agreement denoted in bold type, each paragraph being followed (where appropriate) by notes denoted in italics on its interpretation and Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2013-09-24 20:44:05 Finance Security Stock exchange Growth Enterprise Market Regulation S-X Stock market Investment Financial economics
167	The principal objective of the Stock Exchange is to 1 provide an orderly, informed and fair market for the trading of securities. In common with other jurisdictions there are arrangements in place in Hong Kong for the re Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2010-01-20 09:02:52 Stock market Listing Rules United Kingdom company law Growth Enterprise Market Stock exchange Hong Kong Exchanges and Clearing Tel Aviv Stock Exchange Stock Exchange of Thailand Economy of Asia Financial economics Asia
168	The Stock Exchange of Hong Kong Limited Practice Note 2 to the Rules Governing the Listing of Securities on the Growth Enterprise Market of The Stock Exchange of Hong Kong Limited (the “GEM Listing Rules”) Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2013-09-24 08:11:13 Private law Due diligence Civil recognition of Jewish divorce Law Growth Enterprise Market Contract law
169	Chapter 35 DEBT SECURITIES TAP ISSUES, DEBT ISSUANCE PROGRAMMES AND ASSET-BACKED SECURITIES[removed]This Chapter sets out the additional requirements in relation to tap issues, debt issuance programmes and asset-backed sec Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2012-12-27 20:42:06 Stock market Debt Securities Security Asset-backed security Growth Enterprise Market Subordinated debt Securitization Investor Protection and Securities Reform Act Financial economics Finance Economics
170	Chapter 5 GENERAL DIRECTORS, COMPANY SECRETARY, BOARD COMMITTEES, AUTHORISED REPRESENTATIVES AND CORPORATE GOVERNANCE MATTERS Directors 5.01 The board of directors of an issuer is collectively responsible for its managem Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2014-06-25 03:02:53 Financial economics SEC filings Stock market Business Finance Security Audit committee Issuer Growth Enterprise Market Auditing Corporate governance United States securities law

UPDATE